Professional Financial Planning in Lake Forest, IL

CONNECT

Address:

1430 Littlefield Court
Lake Forest, IL 60045

Phone:

(630) 730-3875

Fax/Other:

(630) 665-1690

Our Process

 



Overview



A New Approach to Wealth Management



Guardian Rock Wealth approaches the individual, from a point of relationship and common understanding.  



  • In a world of automation and mass production, Guardian Rock Wealth seeks to customize to your needs.

    • We listen first to gain an understanding.

       


  • In a world overwhelmed by noise and distraction, Guardian Rock seeks to resolve, focus and to some extent simplify.

    • We eliminate the financial jargon.
    • We look to answer questions you have now and those you possibly never knew you had.  

       


  • In a world lost to opinion and commentary, Guardian Rock attempts to deliver definition and specific outcomes.

    • No matter what opinions there are in the current market you have specific objectives you are looking to accomplish.  We understand that and will help get you there.  





Guardian Rock seeks intention and purpose through the simplicity of relationship and results.



Strategic Partnerships:



  • Tax consultation, estate planning (trust and will), financing, legal, private placement, direct investments and cash management



Services:



  • Financial Advisory, Wealth Management

     
  • Comprehensive retirement planning

     
  • Holistic asset management including debt and cash management planned spending and more

     
  • 401K, SEP IRA and 403b account or platform management

     
  • Complete due diligence, analysis, and management of aggregated assets and liabilities



Platform:



Fee-based, tiered according to account size 



the team’s experiences and skillsets, which are both technical and dynamic, cover the scope of investment management. The team’s expertise includes a deep knowledge and understanding of the fixed income and equity markets as well as the prudent use of derivatives.


The team has a great deal of experience with investment products such as separately managed accounts, mutual funds, closed-end funds, structured products, exchange-traded funds and unit investment trusts, representing over $150billion in assets raised, managed, developed and supervised. The team’s tenures extend to leadership roles at firms such as Nuveen, Guggenheim, Invesco, and InCapital, covering a range in market cycles including longstanding bull runs, tech bubbles, financial crises, regulatory pressures and pricing consolidation.


Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck